In House Counsel Jobs | JDHuntr 45903 Chief Compliance Officer, Los Angeles, CA Job at In House Jobs | JDHuntr, Los Angeles, CA

S3ZXaW5GcTNQRDVkQ2dFcGF6S1VzdWJyelE9PQ==
  • In House Jobs | JDHuntr
  • Los Angeles, CA

Job Description

In House Counsel Jobs | JDHuntr 45903 Chief Compliance Officer, Los Angeles, CA
To apply go to JDHuntr.com
Advocating for a strong corporate compliance program, with a focus on compliance with all laws, regulations, and other guidance related to business and operational activities of Wealth Management including broker dealer, investment advisory, investment company, and OCC Reg 9 fiduciary matters. Oversee front line compliance risk taking activity in alignment with OCCs Heightened Standards. Collaborate with front lines to advise, oversee, and challenge compliance risk activities and provide guidance as necessary


in house jobs, go in house with jdhuntr in house jobs, in house jobs California, in-house jobs CA, in house counsel jobs DC, in house counsel jobs Florida, in house counsel jobs NY, in-house legal jobs, legal jobs Los Angeles, legal jobs New York, legal jobs, law jobs, corporate counsel jobs, corporate lawyer jobs, general counsel jobs, lawyer jobs California, in-house jobs TX, in-house jobs NJ, in-house jobs IL, in-house jobs San Francisco, in-house jobs GA
Employment Type: Full-Time

Job Tags

Full time,

Similar Jobs

Hartford HealthCare Medical Group

Nurse Practitioner or Physician Assistant - Urgent Care - Norwalk, CT Job at Hartford HealthCare Medical Group

Location Detail: 677 Connecticut Ave Norwalk (10598)Nurse Practitioner or Physician Assistant - Urgent Care - Fairfield County Work where every moment matters.Every day, almost 30,000 Hartford HealthCare (HHC) colleagues come to work with one thing in common: Pride... 

Capital One

Lead Data Engineer Job at Capital One

 ...Overview Lead Data Engineer Do you love building and pioneering in the technology space? Do you enjoy solving complex business problems in a fast-paced, collaborative, inclusive, and iterative delivery environment? At Capital One, you'll be part of a big group... 

Optiv

Practice Manager - SASE Job at Optiv

_This position will be fully remote and can be hired anywhere in the continental U.S_The Practice Manager is a key leadership role within our Services consulting division, responsible for the technical leadership and personnel management of the Secure Access Service Edge... 

Canam

Safety Coordinator Job at Canam

 ...the Philippines. Job Description Manage the overall safety, workers' compensation and environmental programs. Establish...  ...federal/state/local government regulations to ensure compliance and coordinate with regulatory agencies to negotiate terms of compliance;... 

Gray Capital

Multi-Site Property Manager Job at Gray Capital

Join a winning team at Echo Park and Forest Ridge as our full-time on-site role for a Multi-site Property Manager located in Bloomington, Indiana. The Multi-site Property Manager will oversee operations, ensure compliance with policies and procedures, maintain property...